Marks Baughan Securities ^Company

Marks Baughan provides investment banking services to growth companies. Our clients are software, technology-enabled services and data-intensive companies seeking shareholder liquidity or growth capital. We work tirelessly alongside our clients and excel at defensible positioning and disciplined processes that maximize shareholder value. Our professionals come from senior positions at bulge-bracket firms, giving our clients access to the relationships and experience that come from our years of interaction with the top executives and investors in companies in our fields. Our clients receive top-flight advice throughout any advisory relationship, because our boutique approach allows our senior advisors to stay deeply involved with each client on a continuous basis. No handoffs to junior staff. No preferential client relationships. No conflicts of interest. Selected sectors in which we have advised clients include: LegalTech, Enterprise Legal Management, Law Firm Technology, eDiscovery / Electronic Discovery, Compliance Technology, RegTech, Intellectual Property, Patent and Trademark, EH&S (Environmental Health and Safety), QMS (Quality Management), ESG (Environmental, Social, and Governance), Document Management, Information Management, Records Management, Data Privacy (e.g. GDPR and CCPA) , Cybersecurity Compliance, eLearning and Training, GRC (Governance, Risk, and Compliance), Vendor Management